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Oil & Gas Complaint Against Lincoln Financial’s Peter Bryan
A recent investor complaint against Taylor, Texas financial advisor Peter Bryan (CRD# 1006417) details allegations concerning an oil and gas investment. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Lincoln Financial Securities Corporation.
Mr. Bryan’s BrokerCheck report discloses one investor complaint against him. Filed in April 2022, it alleges that he recommended an unsuitable oil and gas investment. (As FINRA Rule 2111 explains, brokers are required to recommend only investments and investment strategies that are considered appropriate for a client’s background and objectives, based on reasonable diligence into various underlying factors like the client’s financial situation and investment goals.) The pending complaint alleges unspecified damages believed to exceed $5,000.
According to the Financial Industry Regulatory Authority, Peter Bryan holds 39 years of securities industry experience. Based in Taylor, Texas, he has been a broker and an investment advisor with Lincoln Financial Securities Corporation since 1997. His past registrations include Sun Investment Services Company (Wellesley Hills, Massachusetts; 1992-1997), Green Hill Financial Service Corporation (1984-1992), TransAmerica Financial Resources (Los Angeles, California; 1988-1989), and Mutual Benefit Financial Service Corporation (1983-1988). His credentials include the passage of five securities industry qualifying examinations: the Direct Participation Programs Representative Examination, or Series 22; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in California and Texas. (Information current as of August 30, 2022.)
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