Close Menu
Free Consultation: 888-976-6111

Peter Reinecke: $10mm Investor Complaint Against St. Louis Advisor

St. Louis broker and financial advisor Peter Reinecke (CRD# 2085940) has received an investor complaint alleging eight-figure damages. Financial Industry Regulatory Authority records show that he is a broker and investment advisor with Saxony Securities and Saxony Capital Management.

Mr. Reinecke’s BrokerCheck report discloses one investor complaint against him. It alleges that he misrepresented and omitted material facts, causing “a majority of their assets to be concentrated in speculative and illiquid private companies.” The complaint alleges further that he borrowed money from the customers and “had a personal interest in the private companies where [he] represented [their] funds.” The pending complaint alleges damages of $10 million.

According to the Financial Industry Regulatory Authority, Peter Reinecke holds 31 years of securities industry experience. Based in St. Louis, Missouri, he has been a representative of Saxony Securities since 2012. His past registrations include LPL Financial (Sunset Hills, Missouri; 1995-2012) and Cigna Financial Advisors (Radnor, Pennsylvania; 1990-1995). His credentials include the passage of nine securities industry qualifying exams: the Investment Company Products/Variable Contracts Principal Examination, or Series 26; the General Securities Principal Examination, or Series 24; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Direct Participation Programs Representative Examination, or Series 22; the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Arizona, Florida, Illinois, Michigan, Missouri, and Texas. (Information current as of May 25, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Kendal Cann: $50K Complaint Against Privileged Planning Advisor

    Saint Johns, Florida financial advisor Kendal Cann (CRD# 6504618) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial...

    Read More
  • Paul Getty: Emerson, First Guardian Advisor Denies $435K Complaint

    San Mateo, California financial advisor Paul Getty (CRD# 6470002) has received multiple investor complaints alleging that his conduct resulted in...

    Read More
  • Katie Wei: $300K Complaint Against Ameriprise Advisor

    Redwood City, California financial advisor Katie Wei (CRD# 6242083) recently received an investor complaint alleging that her conduct resulted in...

    Read More
  • Bob Chung: SEC Charges Arete Advisor in Fraud

    Chicago financial advisor Bob Chung (CRD# 6208569) was recently charged by the Securities and Exchange Commission in connection with allegations...

    Read More
  • Previous
  • Next