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RJ Malcampo: $90K Complaint Against Morgan Stanley Advisor
Boca Raton financial advisor RJ Malcampo (CRD# 7192842) is involved in an investor complaint alleging his conduct resulted in damages exceeding $90,000. Records provided by the Financial Industry Regulatory Authority indicate that he is currently registered as a broker and an investment advisor with Morgan Stanley.
Mr. Malcampo’s BrokerCheck report discloses one investor complaint. Filed in May 2023, it alleges that as a representative of Morgan Stanley, he recommended unsuitable investments in structured products and stock between 2020 and 2023. The pending complaint alleges damages of $95,000.
More information regarding Mr. Malcampo is available via his profile on Morgan Stanley’s website. “As your Financial Advisor, I can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve,” the profile states. “Working together, I can help you to preserve and grow your wealth. You will have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform and a full spectrum of investment choices.”
According to the Financial Industry Regulatory Authority, RJ Malcampo holds three years of securities industry experience. Based in Boca Raton, Florida, he has been a broker and an investment advisor with Morgan Stanley since 2020. He has no prior registrations. His credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7TO; and the Uniform Combined State Law Examination, or Series 66. He currently holds 38 state licenses. (Information current as of May 20, 2023.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.