Levittown financial advisor Jack Terzi (CRD# 7008502) recently received an investor complaint alleging he engaged in unauthorized trading and other...Read More
Roman Petryszyn: Lincoln Financial Investor Files REIT Complaint
Henderson, Nevada financial advisor Roman Petryszyn (CRD# 2095397) is involved in an investor complaint detailing allegations regarding an oil and gas real estate investment trust (REIT). Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Innovation Partners and a representative of Roman Wealth Strategies.
Mr. Petryszyn’s BrokerCheck report discloses one investor complaint. Filed in April 2022, it alleges that as a representative of Lincoln Financial Securities Corporation, he recommended an unsuitable oil and gas REIT. The pending complaint alleges unspecified damages.
In a comment on the pending complaint’s disclosure, Mr. Petryszyn defended himself against the allegations. “Customer lost money, was told by law firm they would recover since Lincoln did not do due diligence,” he wrote. “Customer does not want me to be included.”
According to the Financial Industry Regulatory Authority, Roman Petryszyn holds 31 years of securities industry experience. Based in Henderson, Nevada, he has been a broker with Innovation Partners and an investment advisor with IP Advisory Services since June 2021. He is a representative of Roman Wealth Strategies. His past registrations include Sovereign Global Advisors (Henderson, Nevada; 2020-2021), Lincoln Financial Securities Corporation (Henderson, Nevada; 2004-2020), Independent Advisers Group (Cherry Hill, New Jersey; 2005-2012); AXA Advisors (New York, New York; 1990-2004), and the Equitable Life Assurance Society of the United States (New York, New York; 1990-2000). His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in the District of Columbia, Massachusetts, Nevada, and New Jersey. (Information current as of September 30, 2022.)
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