Close Menu
Free Consultation: 888-976-6111

Ryan Fleming: REIT Complaint Against Pacific Capital Advisor

Bellevue financial advisor Ryan Fleming (CRD# 4378425) has received investor complaints alleging his investment advice resulted in losses. Financial Industry Regulatory Authority records show that he is a broker and investment advisor with Pacific Capital Resource Group, offering securities and advisory services through Royal Alliance Associates. 

Mr. Fleming’s BrokerCheck report discloses several recent investor complaints that reached settlements. The most recent, filed in August 2020, alleged that as a representative of Hornor Townsend & Kent, he recommended unsuitable non-traded real estate investment trusts (REITs). In 2021 the complaint reached a settlement of $85,000.

A second complaint, filed in 2021, alleged that while a representative of Hornor Townsend & Kent, he breached his fiduciary duty, recommended unsuitable investments, and engaged in negligence. In June 2022 the complaint reached a settlement of $50,000.

According to the Financial Industry Regulatory Authority, Ryan Fleming holds 21 years of securities industry experience. Based in Bellevue, Washington, he has been a broker and investment advisor registered with Royal Alliance Associates since 2020. He is a representative of Pacific Capital Resource Group, which offers securities and advisory services through Royal Alliance Associates. His past registrations include Hornor Townsend & Kent (Bellevue, Washington; 2001-2020) and Advisory Resource Group (Bellevue, Washington; 2007-2016). His credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Combined State Law Examination, or Series 66; and the General Securities Representative Examination, or Series 7. He is licensed in Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Indiana, Minnesota, Montana, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Utah, Washington, and West Virginia. (Information current as of July 19, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Parker Brean: Hilltop Advisor Faces Excessive Trading Complaint

    A recent investor complaint against San Diego financial advisor Parker Brean (CRD# 5507026) alleges that he made excessive trades. Financial...

    Read More
  • Dick Hagan: $400K Complaint Against MassMutual Advisor

    Wauwatosa, Wisconsin financial advisor Dick Hagan (CRD# 2392157) allegedly made an unauthorized transaction, according to a recent investor complaint. Financial...

    Read More
  • Tom Ley: Wells Fargo Advisor Faces Investor Complaint

    Toms River, New Jersey financial advisor Tom Ley (CRD# 1127048) recently received an investor complaint alleging that his conduct resulted...

    Read More
  • Steve Nielsen: Bond Complaints Against Centaurus Advisor

    Recent investor complaints against Gilbert, Arizona financial advisor Steve Nielsen (CRD# 4184826) allege that he recommended unsuitable, high-risk investments. Financial...

    Read More
  • Previous
  • Next