Shawn Clark: Mosaic Advisor Lands $50K-$100K Complaint

Former Tampa, Florida broker Shawn Clark (CRD# 6723045) allegedly recommended unsuitable investments that resulted in potentially six-figure damages, according to a recent investor complaint. Records provided by the Financial Industry Regulatory Authority show that the former Center Street Securities broker is an investment advisor with Continuum Advisory and the founder of Mosaic Wealth Partners.

Mr. Clark’s BrokerCheck report discloses one investor complaint. Filed in August 2023, it alleges that as a representative of Center Street Securities, he recommended an unsuitable alternative investment. The pending complaint alleges damages between $50,000 and $100,000.

As his profile on Mosaic Wealth Advisory’s website explains, Mr. Clark is one of the firm’s founders. “Shawn enjoys taking the pieces of a client’s financial puzzle and putting together into one cohesive picture,” his biography states. “He believes there’s a difference between owning retirement accounts and having a plan for retirement, and he’s made it his mission to make sure each person he works with is prepared for the transitions that retirement — and life — can bring.” It notes as well that he holds a life and health insurance license.

According to the Financial Industry Regulatory Authority, Shawn Clark holds five years of securities industry experience. Based in Tampa, Florida, he has been registered with Continuum Advisory since November 2022 and employed by Mosaic Financial Group since 2019. His past registrations include Kalos Capital (Tampa, Florida; 2020-2022) and Center Street Securities (Tampa, Florida; 2016-2020). His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66.  He is licensed as an investment advisor in Florida and Idaho. (Information current as of September 25, 2023.)

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