Close Menu
Free Consultation: 888-976-6111

Thomas Craft: Ex-Lincoln Financial Advisor Has Oil & Gas Complaint

Former Lincoln Financial Advisors Corporation financial advisor Thomas Craft (CRD# 2355883) recently received an investor complaint relating to an oil and gas investment. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that he is currently an investment advisor with Gateway Asset Management in Independence, Ohio.

Mr. Craft’s BrokerCheck report discloses one investor complaint against him. Filed in July 2022, it alleges that as a representative of Lincoln Financial Advisors, he recommended an unsuitable oil and gas product. (More information about FINRA’s suitability rules is available here.) The pending complaint alleges unspecified damages believed to be more than $5,000.

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Thomas Craft holds 28 years of securities industry experience. Based in Independence, Ohio, he has been an investment advisor with Gateway Asset Management since 2020. His past registrations include Lincoln Financial Advisors Corporation (Cleveland, Ohio; 2007-2016), Cambridge Investment Research (Broadview Heights, Ohio; 2001-2007), Donahue Securities (Cincinnati, Ohio; 2001), SunSet Financial Services (Kansas City, Ohio; 1997-2000), and Capital Analysts Incorporated (Cincinnati, Ohio; 1993-1997). His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Principal Examination, or Series 26; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed as an investment advisor in Texas and Ohio. (Information current as of August 26, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • NFN8 Group Bankruptcy: Crypto-Mining Investors Were Sold by Salespeople With No FINRA Registration, SEC Records Show

    NFN8 Group, Inc., an Austin, Texas company that sold investors interests in cryptocurrency-mining equipment and “hosting” arrangements, filed for Chapter...

    Read More
  • Meritage Hospitality Group Chapter 11: Investors in the Wendy’s Franchisee’s Preferred Stock Sold by Dougherty & Company Should Know Their Rights

    Meritage Hospitality Group Inc., the Grand Rapids, Michigan operator of hundreds of Wendy’s restaurants and a long-time OTC-quoted public company,...

    Read More
  • Lipella Pharmaceuticals Bankruptcy — Spartan Capital Securities and H.C. Wainwright Investors May Have Claims

    Lipella Pharmaceuticals Inc. (formerly Nasdaq: LIPO), a Pittsburgh clinical-stage drug developer, filed a voluntary Chapter 11 petition in the United...

    Read More
  • Mare Island Dry Dock Files Chapter 11 in California: Taglich Brothers Placed Four Private Offerings in the Company Since 2017

    Mare Island Dry Dock, LLC, the ship-repair operator on the former naval base in Vallejo, California, filed for Chapter 11...

    Read More
  • Previous
  • Next