A pending state regulatory action against Camp Hill, Pennsylvania financial advisor James Good (CRD# 2466989) concerns investments in leveraged and...Read More
Thomas Craft: Ex-Lincoln Financial Advisor Has Oil & Gas Complaint
Former Lincoln Financial Advisors Corporation financial advisor Thomas Craft (CRD# 2355883) recently received an investor complaint relating to an oil and gas investment. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that he is currently an investment advisor with Gateway Asset Management in Independence, Ohio.
Mr. Craft’s BrokerCheck report discloses one investor complaint against him. Filed in July 2022, it alleges that as a representative of Lincoln Financial Advisors, he recommended an unsuitable oil and gas product. (More information about FINRA’s suitability rules is available here.) The pending complaint alleges unspecified damages believed to be more than $5,000.
According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Thomas Craft holds 28 years of securities industry experience. Based in Independence, Ohio, he has been an investment advisor with Gateway Asset Management since 2020. His past registrations include Lincoln Financial Advisors Corporation (Cleveland, Ohio; 2007-2016), Cambridge Investment Research (Broadview Heights, Ohio; 2001-2007), Donahue Securities (Cincinnati, Ohio; 2001), SunSet Financial Services (Kansas City, Ohio; 1997-2000), and Capital Analysts Incorporated (Cincinnati, Ohio; 1993-1997). His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Principal Examination, or Series 26; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed as an investment advisor in Texas and Ohio. (Information current as of August 26, 2022.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.