Tomer Mizrahi: Wells Fargo Advisor Resigned from Morgan Stanley

Hackensack, New Jersey financial advisor Tomer Mizrahi (CRD# 7554787) recently resigned from his former member firm in connection with alleged rule violations. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Wells Fargo Advisors, having previously been registered with Morgan Stanley.

Mr. Mizrahi’s BrokerCheck report discloses his resignation from Morgan Stanley. Filed in July 2025, it states that he voluntarily resigned from the firm in connection with allegations “regarding the movement of client positions between different account types.”

The above-described disclosure does not provide any further information or context regarding the circumstances that led to Mr. Mizrahi’s departure from Morgan Stanley, multiple FINRA rules relate to unauthorized fund transfers. FINRA Rule 2010, for example, stipulates that persons registered with FINRA firms must “observe high standards of commercial honor and just and equitable principles of trade.” Various forms of unethical conduct, including unapproved or otherwise unsuitable account transfers, may constitute violations of FINRA Rule 2010, so long as the alleged activities occur “in the conduct of [the member’s] business.” Brokers who fail to uphold FINRA Rule 2010 may be held liable in the event of losses.

According to the Financial Industry Regulatory Authority,  Tomer Mizrahi holds three years of securities industry experience. Based in Hackensack, New Jersey, he has been registered as a broker and an investment advisor with Wells Fargo Advisors since July 2025. He was previously registered with Morgan Stanley in Paramus, New Jersey. His credentials include the passage of three securities industry qualifying exams: the Uniform Combined State Law Examination, or Series 66; the Securities Industry Essentials Examination, or SIE; and the General Securities Representative Examination, or Series 7TO. He holds 55 state licenses. (Information current as of October 18, 2025.)

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