Indianapolis financial advisor Steve Haskell (CRD# 6864948) recently received an investor complaint alleging his advice resulted in six-figure damages. Financial...Read More
Tony Pitta: Capital Investment Advisor Has $625K Complaint
Melville, New York financial advisor Tony Pitta (CRD# 1958029) is involved in an investor complaint alleging six-figure damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Capital Investment Group, as well as the owner of Fiduciary Advisory Services.
Mr. Pitta’s BrokerCheck report discloses one recent investor complaint. Filed in July 2022, it alleges “misrepresentation of the risk and nature of the security purchased” while he was a representative of Capital Investment Group. The claim notes additionally that Mr. Pitta “was not named as respondent,” but that “he was clearly referenced in the Statement of Claim.” The pending complaint alleges damages of $625,000.
According to the Financial Industry Regulatory Authority, Tony Pitta holds 33 years of securities industry experience. Based in Melville, New York, he has been a broker and an investment advisor with Capital Investment Group and Capital Investment Advisory Services since 2010. He is also registered with the firm’s advisory office in Syosset, New York. His past registrations include Park Avenue Securities (Woodbury, New York; 1999-2010), Guardian Investor Services Corporation (New York, New York; 1993-1999), Penn Mutual Equity Services (Horsham, Pennsylvania; 1992-1993), Monarch Securities (1989-1992), Home Life Insurance Company (1989), and W.S. Griffith & Company (Hartford, Connecticut; 1989). His credentials include the passage of five securities industry qualifying examinations: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Delaware, Florida, Louisiana, Maryland, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, and South Carolina. (Information current as of August 17, 2022.)
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