Close Menu
Free Consultation: 888-976-6111

Travis Wolfe: $300K GWG Complaint Against Chicago Ausdal Advisor

Downers Grove, Illinois financial advisor Travis Wolfe (CRD# 5851265) recently received an investor complaint alleging six-figure damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Ausdal Financial Partners. He is also registered with the firm’s offices in Chicago, Illinois.

Mr. Wolfe’s BrokerCheck report discloses one investor complaint. Filed in July 2022, it alleges that as a representative of Ausdal Financial Partners, he recommended unsuitable investments in GWG L bonds, misrepresented the product, and failed to conduct due diligence on the product’s sponsor. (More information regarding GWG Holdings, which reportedly raised $1.6 billion from investors in its L bonds products, then filed for Chapter 11 bankruptcy while under SEC scrutiny, is available via this resource.) The pending complaint alleges damages of $300,000.

According to the Financial Industry Regulatory Authority, Travis Wolfe holds 11 years of securities industry experience. Based in Downers Grove and Chicago, Illinois, he has been a broker and an investment advisor with Ausdal Financial Partners since 2016. His past registrations include Purshe Kaplan Sterling Investments (Chicago, Illinois; 2014-2015) and Voya Financial Advisors (Chicago, Illinois). His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Corporate Securities Limited Representative Examination, or Series 62; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Illinois, Indiana, New Jersey, and New York. (Information current as of September 6, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Christie Caliva: Commonwealth Advisor Faces Franklin Square Complaint

    San Diego financial advisor Christie Caliva (CRD# 5527773) is involved in an investor complaint stemming from an investment in Franklin...

    Read More
  • Glenn Guilbault Jr.: Nola Wealth Advisor Faces Investor Complaint

    A recent investor complaint against Metairie, Louisiana financial advisor Glenn Guilbault Jr. (CRD# 4309287) alleges that his conduct resulted in...

    Read More
  • Stan Smith: $250K Complaint Against Wells Fargo Advisor

    Burlington, North Carolina (CRD# 1317559) allegedly provided unsuitable investment advice to a client, according to a recent investor complaint. Records...

    Read More
  • Mark Ferrer: Did Nola Wealth Advisor Recommend Unsuitable Product?

    Metairie, Louisiana financial advisor Mark Ferrer (CRD# 4309287) recently received an investor complaint alleging his investment advice resulted in damages....

    Read More
  • Previous
  • Next