Trent Tomlin: TPEG Advisor Receives $750K Complaint

A recent investor complaint against Rochester, New York financial advisor Trent Tomlin (CRD# 2630748) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with TPEG Securities.

Mr. Tomlin’s BrokerCheck report discloses one investor complaint. Filed in June 2026, it alleges that as a representative of TPEG Securities, he insufficiently described the risks, fees, and other attributes associated with private equity multi-family investments. The pending complaint alleges damages of $750,000.

Investors should be aware that FINRA rules prohibit brokers like Mr. Tomlin from giving customers inaccurate or incomplete information regarding investments. FINRA Rule 2020 specifically stipulates that no registered representative may “effect any transaction in, or induce the purchase or sale of, any security by means of any manipulative, deceptive or other fraudulent device or contrivance.” Brokers who misrepresent the products they recommend risk leading their customers to make unsuitable investments, in violation of FINRA Rule 2111. Brokers who misrepresent and/or recommend unsuitable investments may be liable for damages in the event of losses.

According to the Financial Industry Regulatory Authority, Trent Tomlin holds 12 years of securities industry experience. Based in Rochester, New York, he has been registered as a broker with TPEG Securities since 2014. His past registrations include HJ Meyers. His credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; and the Uniform Securities Agent State Law Examination, or Series 63. He holds 8 state licenses. (Information current as of August 13, 2026.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.