Jake Cazier: $850K Complaint Against Wealth Navigation Advisor

A recent investor complaint against Centerville, Utah financial advisor Jake Cazier (CRD# 6904198) alleges that he engaged in conduct resulting in six-figure damages. Records provided by the Financial Industry Regulatory Authority and the Securities and Exchange Commission indicate that the former JW Cole Financial broker is currently an investment advisor with Wealth Navigation Advisors.

Mr. Cazier’s BrokerCheck report discloses one investor complaint. Filed in April 2023, it alleges that as a representative of Wealth Navigation Advisors, it alleges that he was “indirectly involved” in an act of fraud allegedly committed by another representative, which the firm allegedly failed to detect. The pending complaint alleges damages $850,000.

As FINRA explains, “fraud” can take many forms. Red flags of fraudulent investment offerings may include guarantees of an investment’s performance, the involvement of unregistered securities, investments whose performance don’t vary over time, and discrepancies in their accounts. More information can be found via FINRA’s investor resources.

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Jake Cazier holds five years of securities industry experience. Based in Centerville, Utah, he has been an investment advisor with Wealth Navigation Advisors since 2018. His past registrations include (JW Cole Financial (2018) and Allegis Investment Services (2018) in Clearfield, Utah. His credentials include the passage of four securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and Uniform Investment Adviser Law Examination, or Series 65. He is licensed as an investment advisor in Idaho and Utah. (Information current as of May 14, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.