Craig Fredrickson: $499K Complaint Against FutureVest Advisor

A recent investor complaint against Bountiful, Utah financial advisor Craig Fredrickson (CRD# 1202302) alleges that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Berthel Fisher & Company Financial Services, as well as the owner of FutureVest Financial Services.

Mr. Fredrickson’s BrokerCheck report discloses one investor complaint. Filed in February 2024, it alleges that as a representative of Berthel Fisher & Company Financial Services, he misrepresented and recommended unsuitable investments and breached his fiduciary duty. The pending complaint alleges damages of $499,000.

FutureVest Financial Services’ website includes a description of Mr. Fredrickson’s qualifications as a financial advisor. “Craig has been working with individuals and businesses in the area for several years,” it states. “One of the benefits of working with Craig is his ability to provide clear, easily understood explanations of financial products and services. The personalized program that he can provide is a roadmap to working toward a more secure financial future.” Elsewhere, the firm lays out its mission to maintain integrity in its relationship with each client. “We endeavor to know and understand your financial situation and provide you with only quality information, services, and products to help you reach your goals,” it states.

According to the Financial Industry Regulatory Authority, Craig Fredrickson holds 21 years of securities industry experience. Based in Bountiful, Utah, he has been a broker and an investment advisor with Berthel Fisher & Company Financial Services since 2008. He is the owner of FutureVest Financial Services. His past registrations include Money Concepts Capital Corporation (Bountiful, Utah; 2005-2008) and First American National Securities (1983-1986). His credentials include the passage of six securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Investment Company Products/Variable Contracts Representative Examination, or Series 6TO; the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Alaska, Arizona, California, Colorado, Florida, Idaho, Kansas, Maryland, Montana, Nevada, New York, Oregon, Texas, Utah, Virginia, and Washington. (Information current as of March 8, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.