Larry Feldmesser: Stifel Advisor Receives 6-Figure Complaint

A recent investor complaint against Washington, DC financial advisor Larry Feldmesser (CRD# 1848547) alleges that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Stifel Nicolaus & Company.

Mr. Feldmesser’s BrokerCheck report discloses one investor complaint. Filed in August 2024, it alleges that he acted negligently, misrepresented an investment in a certificate of deposit, and violated Wisconsin securities law. The pending investor complaint alleges damages of $189,844.

Stifel Nicolaus & Company’s website includes a page about the company’s Washington, DC branch, where Mr. Feldmesser is located. “At Stifel, we believe in doing business face to face,” it explains. “We want to understand your unique financial objectives so that we can develop a strategy specific to your needs and long-term financial goals… Together, you and your Stifel Financial Advisor can identify an appropriate asset allocation strategy and choose investments that are consistent with your objectives and your risk tolerance.”

According to the Financial Industry Regulatory Authority, Larry Feldmesser holds 34 years of securities industry experience. Based in Washington, DC, he has been registered as a broker and an investment advisor with Stifel Nicolaus & Company since 2008. His past registrations include InterOcean Securities (Chicago, Illinois; 2007-2008), Ameriprise Financial Services (Brookfield, Wisconsin; 2007), UBS Financial Services (Brookfield, Wisconsin; 1999-2007), Merrill Lynch (New York, New York; 1996-1999), Dean Witter Reynolds (Purchase, New York; 1996), Schroder Wertheim & Company (New York, New York; 1995), Oppenheimer & Company (New York, New York; 1994-1995), the Chicago Corporation (Chicago, Illinois; 1991-1994), Tucker Anthony (Boston, Massachusetts; 1991), Mabon Nugeny & Company (1990-1991), and Tucker Anthony (1989-1990). His credentials include the passage of seven securities industry qualifying exams: the General Securities Sales Supervisor – General Module Examination, or Series 10; the General Securities Sales Supervisor – Options Module Examination, or Series 9; the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He holds 31 state licenses. (Information current as of September 29, 2024.)

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