Michael Taylor: LPL Advisor Resigned from Wells Fargo

Cincinnati, Ohio financial advisor Michael Taylor (CRD# 4319482) recently resigned from Wells Fargo in connection with alleged rule violations. Financial Industry Regulatory Authority records show that he is now registered as a broker and an investment advisor with LPL Financial, doing business as Mullins Taylor Wealth Management.

Mr. Taylor’s BrokerCheck report discloses his voluntary resignation from Wells Fargo. Filed in July 2025, it states that he voluntarily resigned from the firm in connection “after an allegation was raised involving the handling of a deceased client’s account.” The disclosure provides no additional detail about the allegation.

Mullins Taylor Wealth Management’s website features a profile of Mr. Taylor that describes him as a Senior Financial Advisor and Co-Owner at the firm. As it explains, he has an economics degree from Ohio State University and has spent more than 23 years in the financial services advisor. When he works with clients, it adds, he adopts an approach based on empathy and an ambition to assist families as they prepare for the years to come. “Michael’s favorite part of being a financial advisor is the relationships he builds with his clients,” the profile states. “He finds it incredibly rewarding to start with a client and a plan, then see them follow through and pursue success over the years.”

According to the Financial Industry Regulatory Authority, Michael Taylor holds 22 years of securities industry experience. Based in Cincinnati, Ohio, he has been registered as a broker and an investment advisor with LPL Financial since July 2025, doing business as Mullins Taylor Wealth Management. His past registrations include Wells Fargo and UBS Financial Services. His credentials include the passage of three securities industry qualifying exams: the Uniform Combined State Law Examination, or Series 66; the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7. He holds 17 state licenses. (Information current as of August 25, 2025.)

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