Close Menu
Free Consultation: 888-976-6111

Jason Nardella: $677K Complaint Against Ameriprise Advisor

Naples, Florida financial advisor Jason Nardella (CRD# 2931678) recently received an investor complaint alleging that he made unauthorized transactions. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Ameriprise Financial Services.

Mr. Nardella’s BrokerCheck report discloses multiple investor complaints. The most recent, filed in September 2025, alleges that as a representative of Ameriprise Financial Services, he sold stocks—including Meta, Microsoft, and Nvidia—without authorization. The pending complaint alleges damages of $677,817.54.

An earlier investor complaint, filed in 2013, alleged that as an Ameriprise representative, he sold an unsuitable investment in an Inland American REIT. The complaint reached a settlement of $60,000.

Ameriprise Financial Services’ website includes a profile of Mr. Nardella that describes his services and focus at the firm. As it explains, he works with his clients to achieve their financial goals, such as college or retirement planning or purchasing a home. His team, it adds, provides customized advice and strategies leveraging a breadth of experience and expertise.

According to the Financial Industry Regulatory Authority, Jason Nardella holds 27 years of securities industry experience. Based in Naples, Florida, he has been registered as a broker and an investment advisor with Ameriprise Financial Services since 1997 and 2004, respectively. He was previously registered with IDS Life Insurance Company from 1997 until 2006. His credentials include the passage of four securities industry qualifying exams: the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; the Securities Industry Essentials Examination, or SIE; and the General Securities Representative Examination, or Series 7. He holds 39 state licenses. (Information current as of September 20, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Bob Thompson: FINRA Bars Former ON Equity Sales Advisor

    Former Houston, Texas financial advisor Bob Thompson (CRD# 713539) was recently sanctioned and barred in connection with alleged rule violations....

    Read More
  • Rick Rappaport: Westpark Capital Advisor Lands $2.5mm Complaint

    A recent investor complaint against Los Angeles, California financial advisor Rick Rappaport (CRD# 1885122) alleges that his conduct resulted in...

    Read More
  • Wendy Kretschmer: $2.5mm Complaint Against American Trust Advisor

    A recent investor complaint against Boca Raton, Florida financial advisor Wendy Kretschmer (CRD# 3111589) alleges that her conduct resulted in...

    Read More
  • Andrew Greaves: $15mm Complaint Against Fidelity Advisor

    Salt Lake City, Utah financial advisor Andrew Greaves (CRD# 6037600) allegedly recommended an unsuitable investment, according to a recent investor...

    Read More
  • Previous
  • Next