Adam Brunin: $210K Complaint Against Navigation Wealth Advisor

A recent investor complaint against Fort Collins, Colorado financial advisor Adam Brunin (CRD# 4407663) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Sigma Financial broker is registered as an investment advisor with Navigation Wealth Management.

Mr. Brunin’s BrokerCheck report discloses two investor complaints. The most recent, filed in October 2024, alleges that as a representative of Navigation Wealth Management, he employed market timing strategies that were inappropriate for the customer’s investment goals. It also alleges that the customer’s accounts “had a concentration in equities, which posed a significant risk to their portfolio.” The pending complaint alleges damages of $210,000.

An earlier investor complaint, filed in 2022, alleges that as a Navigation Wealth representative, he did not disclose premium tax fees associated with annuity investments. The pending complaint alleges damages of $10,000.

Navigation Wealth Management’s website includes a page describing the firm’s services and approach. “Being a leader in the financial services industry means continually striving for improvement,” it explains. “We are committed to keeping up with the latest trends and professional knowledge in the market place, insuring our clients are receiving every benefit the financial services industry has to offer and educating the client on how they can benefit from that knowledge.”

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Adam Brunin holds 14 years of securities industry experience. Based in Fort Collins, Colorado, he has been registered as an investment advisor with Navigation Wealth Management since 2016. His past registrations include SPC (2006-2016), Sigma Financial Corporation (2005-2016), and NYLife Securities (2001-2005). His credentials include the passage of four securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Colorado and Texas. (Information current as of November 12, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.