Close Menu
Free Consultation: 888-976-6111

Ahmad Quqa: $715K Complaint Against Ex-Edward Jones Advisor

Cary, North Carolina financial advisor Ahmad Quqa (CRD# 6737928) recently received an investor complaint alleging that he made unauthorized trades. Financial Industry Regulatory Authority records show that he is registered as a broker with Private Client Services and an investment advisor with RFG Advisory, doing business as Crescent Private Wealth.

Mr. Quqa’s BrokerCheck report discloses one investor complaint. Filed in March 2025, it alleges that as a representative of Edward Jones & Company, he made unauthorized trades, rebalanced the customer’s accounts outside of investment objectives, and cost market losses. The pending complaint alleges damages of $715,992.

Crescent Private Wealth’s website includes a profile of Mr. Quqa in which he describes his experience and approach to working with his clients. “With over two decades of experience in the financial services industry and an MBA from the University of Dallas, Texas, I specialize in helping individuals, families, business owners and professionals be confident about their financial futures,” he explains. “From tax reforms to global events and personal circumstances, there is a lot that can impact your life goals, retirement, and legacy plans. That is why I believe in starting with a conversation and listening to what matters most to you and your loved ones.”

According to the Financial Industry Regulatory Authority, Ahmad Quqa holds eight years of securities industry experience. Based in Cary, North Carolina, he has been registered as a broker with Private Client Services and an investment advisor with RFG Advisory since 2024, doing business as Crescent Private Wealth. He was previously registered with Edward Jones in Cary, North Carolina from 2017 until 2024. His credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Indiana, Massachusetts, North Carolina, and Texas. (Information current as of May 4, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Rajesh Markan: SEC Alleged Misappropriation by Ex-Merrill Advisor

    Former Dallas, Texas financial advisor Rajesh Markan (CRD# 4553309) allegedly misappropriated customer funds, according to a judgment issued by the...

    Read More
  • Louis Pepe: Suitability Complaint Against Capitol Securities Advisor

    Melville, New York financial advisor Louis Pepe (CRD# 4651571) allegedly made excessive trades, according to a recent investor complaint. Financial...

    Read More
  • Mary Duffman: Merrill Advisor Faces Unauthorized Trading Complaint

    Raleigh, North Carolina financial advisor Mary Duffman (CRD# 4651571) recently received an investor complaint alleging that her conduct resulted in...

    Read More
  • Matt Gimmelli: $1mm Complaint Against Morgan Stanley Advisor

    Scottsdale, Arizona financial advisor Matt Gimmelli (CRD# 2740441) recently received an investor complaint alleging that his advice resulted in seven-figure...

    Read More
  • Previous
  • Next