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Brandon Jochim: Ameriprise Advisor Faces $250K Complaint

Portland financial advisor Brandon Jochim (CRD# 4478208) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is currently registered as a broker with Ameriprise Financial Services, having previously been registered with IDS Life Insurance Company.

Mr. Jochim’s BrokerCheck report discloses one investor complaint. Filed in March 2024, it alleges that as a representative of Ameriprise Financial Services, he recommended unsuitable mutual funds and failed to monitor the clients’ accounts. The pending complaint alleges damages of $250,000.

Ameriprise Advisors’ website includes a profile of Mr. Jochim that describes him as a wealth advisor with Jochim & Associates, a private practice within the firm. As it explains, his services include retirement income strategies, retirement planning, executive compensation and benefit strategies, tax planning, and wealth preservation. “When not with family or at work, you’ll usually find me golfing, skiing or playing soccer,” he states in a section devoted to his interests. “I’ve been on soccer teams since I was five years old. I’m a Timbers season ticket holder and get to as many games as possible. I love Portland and all that it has to offer.”

According to the Financial Industry Regulatory Authority, Brandon Jochim holds 22 years of securities industry experience. Based in Portland, Oregon, he has been a broker registered with Ameriprise Financial Services since 2002. He was previously registered with IDS Life Insurance Company in Minneapolis, Minnesota from 2002 until 2006. His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Combined State Law Examination, or Series 66. He holds 29 state licenses. (Information current as of April 6, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

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