Brent O’Mara: Ex-Securities America Advisor Faces $4mm Complaint

A recent investor complaint against Omaha, Nebraska financial advisor Brent O’Mara (CRD# 4260408) alleges that his conduct resulted in seven-figure damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Securities America broker is currently registered as an investment advisor with WealthPlan Investment Management.

Mr. O’Mara’s BrokerCheck report discloses one investor complaint. Filed in June 2026, it alleges that as a representative of WealthPlan Partners, he recommended a private investment in Daylight Wine Company that “benefited his personal financial interest.” The pending complaint alleges damages of $4 million.

In a statement included with the complaint’s disclosure, Mr. O’Mara defended himself against the allegations. “The complaint concerns the claimants’ private investment in a company in which Mr. O’Mara was separately a personal investor, an interest disclosed as an outside business activity on his Form U4,” he wrote. “Mr. O’Mara denies that he recommended or solicited the investment and intends to defend the matter vigorously.”

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Brent O’Mara holds 19 years of securities industry experience. Based in Omaha, Nebraska, he has been registered as an investment advisor with WealthPlan Investment Management since 2021. His past registrations include Securities America and LPL Financial. His credentials include the passage of four securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Futures Managed Funds Examination, or Series 31; the General Securities Representative Examination, or Series 7; and the Uniform Combined State Law Examination, or Series 66. He is no longer registered as a broker or as an investment advisor. (Information current as of July 25, 2026.)

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