Lake Wales, Florida financial advisor James Nelson (CRD# 1931451) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial...
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Matt Wilson: Did Ausdal Advisor Sell Inspired Healthcare?
Boulder, Colorado financial advisor Matt Wilson (CRD# 4576995) has been sanctioned by securities regulators and was terminated from a former member firm. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Ausdal Financial Partners.
Jason Ferneau: Emerson Advisor Listed in Inspired Healthcare Filing
Denver, Colorado financial advisor Jason Ferneau (CRD# 6136562) is listed in a Form D filing for Inspired Healthcare Capital, a senior living development company that recently entered bankruptcy. Financial Industry Regulatory Authority records show that he is currently registered as a broker and an investment advisor with Emerson Equity, doing business as Ferneau Asset… Read More »
Bo Wang: Wealth House Advisor Named in Inspired Healthcare Filing
Livingston, New Jersey financial advisor Bo Wang (CRD# 2394019) was terminated from a former member firm in connection with alleged rule violations. Financial Industry Regulatory Authority records show that the former TFS Securities representative is currently registered as a broker with Wealth House Capital.
Ron Birnbaum: Did Advisory Group Broker Recommend Inspired Healthcare?
A recent investor complaint against former Newton, Massachusetts financial advisor Ron Birnbaum (CRD# 2382580) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he was most recently registered a broker with Advisory Group Equity Services.
Randy Heller: Ex-Ausdal Advisor Listed in Inspired Healthcare Filing
Former Oak Lawn, Illinois financial advisor Randy Heller (CRD# 1209975) was recently sanctioned and barred in connection with alleged client impersonations. Financial Industry Regulatory Authority records show that he was most recently registered as a broker with Ausdal Financial Partners, having previously been registered with KCD Financial.
Ricky Biel: Favor Wealth Advisor Listed in Inspired Healthcare Filing
Pasadena, California financial advisor Ricky Biel (CRD# 4123346) has been sanctioned and fined in connection with alleged rule violations. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Arete Wealth Management broker is currently registered as an investment advisor with Favor Wealth Advisors.
Mark Sitter: Chasewood Advisor Named in Inspired Healthcare Filing
A recent, closed investor complaint against Shenandoah, Texas financial advisor Mark Sitter (CRD# 1810591) alleged that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with KCD Financial, doing business as Chasewood Wealth Management.
Elaine Zito: Ex-Newbridge Advisor Named in Inspired Healthcare Form D
Former Scottsdale, Arizona financial advisor Elaine Zito (CRD# 2849238) recently received an investor complaint alleging that her conduct resulted in six-figure damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that she was most recently registered as a broker with Newbridge Securities Corporation and an investment advisor with Portsmouth-SmartLife Financial Group.
Brian Cantel: BFC Advisor Named in Inspired Healthcare Filing
A recent investor complaint against Flowery Branch, Georgia financial advisor Brian Cantel (CRD# 1743229) alleges that his advice resulted in 7-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Berthel Fisher & Company, doing business as Cantel Wealth Management.
James Lamont: Ex-Whitehall Broker Named in Inspired Healthcare Filing
Former San Francisco financial advisor James Lamont (CRD# 2846228) has received multiple investor complaints alleging that his conduct resulted in damages. Financial Industry Regulatory Authority records show that he was most recently registered as a broker and an investment advisor with Whitehall-Parker Securities.
