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Derek Ferriera: $150K Oil & Gas Complaint Against Campbell Advisor
Lincoln Financial Services Corporation advisor Derek Ferriera (CRD# 1290274) has received an investor complaint alleging his recommendations resulted in six-figure loses. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor based in Campbell, California.
Mr. Ferriera’s BrokerCheck report discloses one investor complaint against him. Filed in February 2022, it alleges that as a representative of Lincoln Financial Advisors, he recommended unsuitable investments in real estate and oil and gas securities. (More information about unsuitable investments is available here). The pending complaint alleges damages of $150,000.
According to the Financial Industry Regulatory Authority, Derek Ferriera holds 37 years of securities industry experience. Based in Campbell, California, he has been a broker and an investment advisor with Lincoln Financial Securities Corporation since 1998 and 1997, respectively. His past registrations include the Lincoln National Life Insurance Company (Fort Wayne, Indiana; 2001-2006), Cigna Financial Advisors (Radnor, Pennsylvania; 1994-1998), John Hancock Distributors (Boston, Massachusetts; 1984-1994); and John Hancock Mutual Life Insurance Company (Boston, Massachusetts; 1984-1994). His credentials include the passage of six securities industry qualifying examinations: the General Securities Principal Examination, or Series 24; the Uniform Investment Adviser Law Examination, or Series 65; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Uniform Securities Agent State Law Examination, or Series 63; the General Securities Representative Examination, or Series 7; and the Securities Industry Essentials Examination, or SIE. He is licensed in Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Maryland, Nevada, New Jersey, Ohio, Oregon, Texas, and Washington. (Information current as of August 7, 2022.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.