Greg Cunningham: $150K Complaint Against Raymond James Advisor

Park City, Utah financial advisor Greg Cunningham (CRD# 2477804) recently received an investor complaint alleging that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Raymond James Financial Services, doing business as Cunningham Wealth Group.

Mr. Cunningham’s BrokerCheck report discloses two investor complaints. The most recent, filed in September 2025, alleges that as a representative of Raymond James Financial Services, he breached his fiduciary duty by liquidating some of the customer’s investments to fund a loan she made to him. The pending complaint alleges damages of $150,000.

An earlier investor complaint, filed in 2021, alleged that as a Raymond James representative, he made unauthorized trades in a discretionary account. The complaint alleged unspecified damages and was denied by the firm. “No unauthorized trading took place in this account,” Mr. Cunningham wrote in a statement included with the disclosure. “This was a trust account that had a signed asset management agreement permitting the money manager to continue to effect transactions even upon the grantor’s demise. Successor trustee has been provided with a copy of the agreement.”

A third investor complaint, filed in 1999, alleged that as a Raymond James representative, he recommended unsuitable investments and made unauthorized trades. The complaint reached a settlement of $9,500.

According to the Financial Industry Regulatory Authority, Greg Cunningham holds 31 years of securities industry experience. Based in Park City, Utah, he has been registered as a broker and an investment advisor with Raymond James Financial Services since 2010. He was previously registered with Raymond James & Associates. His credentials include the passage of eight securities industry qualifying exams: the General Securities Sales Supervisor – General Module Examination, or Series 10; the General Securities Sales Supervisor – Options Module Examination, or Series 9; the General Securities Sales Supervisor Exam – Options Module & General Module, or Series 8; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Registered Options Principal Examination, or Series 4; the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Arizona, California, Georgia, Minnesota, Missouri, New York, North Carolina, Texas, Utah, and Wyoming. (Information current as of October 6, 2025.)

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