Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Jeff Glusman: Merrill Lynch Advisor Discharged

Jeffrey Glusman, a former financial advisor in Merrill Lynch’s Fort Lauderdale, Florida, office, has been discharged by the firm. According to regulatory records obtained from the State of Florida, Glusman was discharged by Merrill Lynch for “Personal conduct inconsistent with Firm standards.”  Merrill Lynch went on to state “This conduct was not investment related and did not involve Merrill Lynch, Pierce, Fenner & Smith Incorporated customers or customer accounts.”

According to a recent interview with Glusman, he had a “significant headcount” of clients in the NFL, NBA, and MLB.

Glusman has been licensed in the securities industry since 2001 and spent the entire time with Merrill Lynch. Regulatory records show that he is currently not registered with a firm.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • FINRA Bars Corpus Christi Broker Charles Doraine: Puerto Rico Bonds

    Former Next Financial Group broker Charles Doraine (CRD# 70411) was recently sanctioned by the Financial Industry Regulatory Authority in connection...

    Read More
  • Bryan Benson: Tucson Broker Barred Over Customer Complaint

    Former Wells Fargo Clearing Services broker Bryan Benson (CRD# 807506) was recently the subject of a disciplinary action by the...

    Read More
  • James Kennedy: FINRA Probes, Bars Woodbury Broker

    Former Madison, Missouri broker James Kennedy (CRD# 1527660) has been sanctioned by the Financial Industry Regulatory Authority over findings he...

    Read More
  • Glendale Broker Arthur Hoffman Barred: Alleged Private Transactions

    Former Ameriprise Financial Services broker Arthur Hoffman (CRD# 3193754) was recently the subject of a Financial Industry Regulatory Authority disciplinary...

    Read More
  • Previous
  • Next