A disciplinary action taken by the Financial Industry Regulatory Authority against former Dublin, Ohio broker and investment advisor Sam Aziz...Read More
Jeff Glusman: Merrill Lynch Advisor Discharged
Jeffrey Glusman, a former financial advisor in Merrill Lynch’s Fort Lauderdale, Florida, office, has been discharged by the firm. According to regulatory records obtained from the State of Florida, Glusman was discharged by Merrill Lynch for “Personal conduct inconsistent with Firm standards.” Merrill Lynch went on to state “This conduct was not investment related and did not involve Merrill Lynch, Pierce, Fenner & Smith Incorporated customers or customer accounts.”
According to a recent interview with Glusman, he had a “significant headcount” of clients in the NFL, NBA, and MLB.
Glusman has been licensed in the securities industry since 2001 and spent the entire time with Merrill Lynch. Regulatory records show that he is currently not registered with a firm.