Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Jeff Glusman: Merrill Lynch Advisor Discharged

Jeffrey Glusman, a former financial advisor in Merrill Lynch’s Fort Lauderdale, Florida, office, has been discharged by the firm. According to regulatory records obtained from the State of Florida, Glusman was discharged by Merrill Lynch for “Personal conduct inconsistent with Firm standards.”  Merrill Lynch went on to state “This conduct was not investment related and did not involve Merrill Lynch, Pierce, Fenner & Smith Incorporated customers or customer accounts.”

According to a recent interview with Glusman, he had a “significant headcount” of clients in the NFL, NBA, and MLB.

Glusman has been licensed in the securities industry since 2001 and spent the entire time with Merrill Lynch. Regulatory records show that he is currently not registered with a firm.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Metric Rep Brett Ellen Has 6-Figure Investment Complaints

    Las Vegas stockbroker Bret Ellen (CRD# 1460478) allegedly recommended unsuitable investments that caused six-figure losses, per investor complaints reported to...

    Read More
  • Danny Young: 6-Figure Complaint Against Lake City, Adel Rep

    Cetera Advisor Networks representative Danny Young (CRD# 4115155) allegedly recommended risky investments that led to substantial losses, according to a...

    Read More
  • Gerald Brodsky: Barred NYC Rep Has $800k Concord Group Complaint

    Ex-Dinosaur Financial Group representative Gerald Brodsky (CRD# 1172647) was barred by the Financial Industry Regulatory Authority (FINRA) from acting as...

    Read More
  • 7-Figure Complaints Against Long Island Rep Joseph Valdini

    Ex-Aegis Capital stockbroker Joseph Valdini (CRD# 5517610) allegedly caused investors more than $2 million in losses, according to customer complaints...

    Read More
  • Previous
  • Next