Close Menu
Free Consultation: 888-976-6111

Jeff Glusman: Merrill Lynch Advisor Discharged

Jeffrey Glusman, a former financial advisor in Merrill Lynch’s Fort Lauderdale, Florida, office, has been discharged by the firm. According to regulatory records obtained from the State of Florida, Glusman was discharged by Merrill Lynch for “Personal conduct inconsistent with Firm standards.”  Merrill Lynch went on to state “This conduct was not investment related and did not involve Merrill Lynch, Pierce, Fenner & Smith Incorporated customers or customer accounts.”

According to a recent interview with Glusman, he had a “significant headcount” of clients in the NFL, NBA, and MLB.

Glusman has been licensed in the securities industry since 2001 and spent the entire time with Merrill Lynch. Regulatory records show that he is currently not registered with a firm.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Richard Bernstein: Complaints Against Nevada, California Wells Fargo Advisor

    Investor complaints against Wells Fargo broker and investment advisor Richard Bernstein (CRD# 1113777) allege conduct including false representations, suitability violations,...

    Read More
  • Jeffrey Smith: Complaints Against Michigan Merrill Lynch Advisor

    Investor complaints against Merrill Lynch broker and investment advisor Jeffrey Smith (CRD# 1908011) allege conduct including misrepresentation, suitability violations, unauthorized...

    Read More
  • Timothy Augustin: $2.4 Million Complaint Against Former Western International Broker

    Pending investor complaints against former Western International Securities broker and investment advisor Timothy Augustin (CRD# 5283043) allege conduct including fraud,...

    Read More
  • Eric Weschke: $200,000 Complaint Against Kalos Advisor

    Investor complaints against Kalos Capital broker and investment advisor Eric Weschke (CRD# 4697621) allege conduct including suitability violations, breach of...

    Read More
  • Previous
  • Next