Close Menu
Free Consultation: 888-976-6111

Jessica Jung: Suitability Complaint Against Vast Wealth Advisor

A recent investor complaint against Brentwood, Tennessee financial advisor Jessica Jung (CRD# 4922155) alleges that she misrepresented and recommended unsuitable investments. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with Cambridge Investment Research, doing business as Vast Wealth Advisors.

Ms. Jung’s BrokerCheck report discloses two investor complaints. The most recent, filed in September 2025, alleges that as a representative of Aegis Capital, she breached her fiduciary duty, recommended unsuitable investments, made omissions and misrepresentations of material facts, and violated FINRA rules. The pending complaint alleges unspecified damages.

An earlier investor complaint, filed in 2021, alleged that as a representative of LPL Financial, she misrepresented and recommended unsuitable alternative investments. In 2023 the complaint reached a settlement of $147,000.

A third disclosure on her BrokerCheck report concerns a FINRA disciplinary action against her. Filed in 2024, it alleged that she mis-marked order tickets, causing her member firm to maintain inaccurate books and records. She was suspended for one month and ordered to pay a fine of $5,000.

According to the Financial Industry Regulatory Authority, Jessica Jung holds 20 years of securities industry experience. Based in Brentwood, Tennessee, he has been registered as a broker and an investment advisor with Cambridge Investment Research since 2025, doing business as Vast Wealth Advisors. Her past registrations include Aegis Capital, LPL Financial, Morgan Keegan & Company, AmSouth Investment Services, and Morgan Stanley. Her credentials include the passage of five securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Combined State Law Examination, or Series 66; the Investment Banking Registered Representative Examination, or Series 79TO; the General Securities Representative Examination, or Series 7; and the Futures Managed Funds Examination, or Series 31. She holds 17 state licenses. (Information current as of October 19, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Eric Kleiner: FINRA Bars Ex-Morgan Stanley Advisor

    Former New York City financial advisor Eric Kleiner (CRD# 4135180) was recently sanctioned and barred in connection with alleged rule...

    Read More
  • Matthew Koelliker: KKR, Ex-M360 Advisor Faces $15mm Complaint

    San Francisco, California financial advisor Matthew Koelliker (CRD# 5660722) has received multiple investor complaints alleging that his conduct resulted in...

    Read More
  • Stephen Hlibok: Merrill Lynch Advisor Faces $337K Complaint

    Columbia, Maryland financial advisor Stephen Hlibok (CRD# 1728900) allegedly made unauthorized trades, according to a recent investor complaint. Financial Industry...

    Read More
  • JC Britt: Morgan Stanley Advisor Lands Options Complaint

    A recent investor complaint against Vero Beach, Florida financial advisor JC Britt (CRD# 4523267) alleges that his advice resulted in...

    Read More
  • Previous
  • Next