Len Hirsh: SEIA, Ex-Osaic Advisor Lands $600K Complaint

A recent investor complaint against Los Angeles financial advisor Len Hirsh (CRD# 4216156) alleges that his investment strategies resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Signature Estate Securities and an investment advisor with Signature Estate & Investment Advisors.

Mr. Hirsh’s BrokerCheck report discloses one investor complaint. Filed in July 2024, it alleges that as a representative of Osaic Wealth, he implemented inappropriate option trading strategies that resulted in losses. The pending complaint alleges damages of $600,000.

Signature Estate & Investment Advisors’s website includes a profile of Mr. Hirsh that describes his experience and services. “He provides holistic wealth-management services to high-net-worth individuals, organizations and companies,” it explains. “Len’s emphasis is investment management, retirement planning, and estate planning strategies primarily for affluent entrepreneurs, executives, athletes and entertainers.”

According to the Financial Industry Regulatory Authority, Len Hirsh holds nine years of securities industry experience. Based in Los Angeles, California, he has been registered as a broker with Signature Estate Securities since 2016 and an investment advisor with Signature Estate & Investment Advisors since 2023. His registration history includes Osaic Wealth (Redondo Beach, California; 2018-2023), Signator Investors (Los Angeles, California; 2016-2018), and Barclays Global Investors Services (New York, New York; 2000-2001). His credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. He is licensed in California, Colorado, Florida, Idaho, Illinois, Indiana, Kansas, Maine, Nevada, Pennsylvania, Tennessee, Texas, Utah, Washington, and Wisconsin. (Information current as of August 3, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.