Close Menu
Free Consultation: 888-976-6111

Matt Boehm: GWG L Bond Complaint Against Legacy Wealth Advisor

A pending investor complaint against East Peoria, Illinois financial advisor Matt Boehm (CRD# 4418029) concerns an investment in GWG L bonds. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Woodbury Financial Services, doing business as Legacy Wealth Partners.

Mr. Boehm’s BrokerCheck report discloses one investor complaint. Filed in misrepresentation and failure to supervise the suitability of an investment in GWG L bonds while he was a representative of Lion Street Financial. The pending complaint alleges damages of $75,000. More information about GWG Holdings, which reportedly raised $1.6 billion from investors in its L bond products, filed for Chapter 11 bankruptcy, and is under investigation by the SEC, is available via this resource.

According to the Financial Industry Regulatory, Matt Boehm holds 21 years of securities industry experience. Based in East Peoria, Illinois, he has been a broker and an investment advisor with Woodbury Financial Services since 2020, doing business as Legacy Wealth Partners. He is also registered with the firm’s offices in Springfield, Illinois and Fort Myers, Florida. His registration history includes Lion Street Advisors (East Peoria, Illinois; 2017-2020) and Woodbury Financial Services (Bonita Springs, Florida; 2001-2017). His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Arizona, Arkansas, Colorado, Florida, Illinois, Missouri, Tennessee, and Texas. (Information current as of February 7, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Matthew Stratman: Bond Complaint Against Western International Advisor

    Los Angeles-area financial advisor Matthew Stratman (CRD# 5834026) is involved in an investor complaint alleging his advice resulted in six-figure...

    Read More
  • Carolyn Valentine: $471K TIC Complaint Against Ex-H. Beck Advisor

    A recent investor complaint against Canton, Ohio financial advisor Carolyn Valentine (CRD# 2532412) alleges that her conduct resulted in six-figure...

    Read More
  • Bay Creek Acquisitions: Seven Charged in Alleged Tax Shelter Scheme

    The US Department of Justice recently indicted seven individuals on charges they conspired to commit fraud in connection with the...

    Read More
  • Raymond James Fires Jean Coulanges, Boca Raton Advisor

    Boca Raton financial advisor Jean Coulanges (CRD# 7410568) was recently fired by his former member firm in connection with alleged...

    Read More
  • Previous
  • Next