Matt Wilkes: $4.1 Million Complaint Against Greensview Advisor

Recent investor complaints against Franklin, Tennessee financial advisor Matt Wilkes (CRD# 5409004) allege that he recommended unsuitable insurance policies. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former TrustFirst broker is currently registered as an investment advisor with Greensview Wealth Management.

Mr. Wilkes’ BrokerCheck report discloses multiple investor complaints. The most recent, filed in filed in January 2024, alleges that as a Raymond James Financial Services representative, he recommended an unsuitable life insurance policy and failed to explain its risks. The pending complaint alleges damages of $4.1 million.

A second investor complaint, filed in 2015, alleged that as a Wells Fargo representative, he did not properly explain the financial impacts of a “change in investment platform.” The complaint reached a settlement of $23,378.11.

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Matt Wilkes holds 15 years of securities industry experience. Based in Franklin, Tennessee, he has been registered as an investment advisor with Greensview Wealth Management since January 2024. His past registrations include TrustFirst (Knoxville, Tennessee; 2019-2023), FSIC (Chicago, Illinois; 2017-2018), Raymond James Financial Services (Chicago, Illinois; 2015-2017), Wells Fargo Advisors (Chicago, Illinois; 2013-2015), PNC Investments (Brandon, Florida; 2009-2013), NatCity Investments (Chicago, Illinois; 2009), and Chase Investment Services Corporation (Northbrook, Illinois; 2007-2009). His credentials include the passage of six securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Tennessee and Texas. (Information current as of February 18, 2024.)

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