Peter Cox: NSB Wealth Advisor Receives Trading Complaint

Las Vegas, Nevada financial advisor Peter Cox (CRD# 4501828) recently received a investor complaint alleging that he made unauthorized trades. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with LPL Financial, doing business as NSB Wealth Advisors.

Mr. Cox’s BrokerCheck report discloses one investor complaint. Filed in August 2024, it alleges that as a representative of August 2024, he executed unauthorized trades involving stock products. The pending complaint alleges unspecified damages of at least $5,000.

NSB Wealth Advisors’ website includes a profile of Mr. Cox that describes his background and experience as a Vice President with Nevada State Bank. “With more than 26 years of financial industry experience, Peter has held management positions at Bear Stearns and other institutions and is a 20-year member of the New York Stock Exchange,” it explains. “As a wealth advisor with NSB Wealth Advisors, he assists clients with financial transactions, planning, insurance services, and investment portfolio management, as well as provides professional guidance for wealth management and advisory services.”

According to the Financial Industry Regulatory Authority, Peter Cox holds 30 years of securities industry experience. Based in Las Vegas, Nevada, he has been registered as a broker and an investment advisor with LPL Financial since 2018, doing business as NSB Wealth Advisors. His past registrations include MML Investors Services (2017-2018), Union Gaming Advisors (2014-2015), Wells Fargo Advisors (2008-2014), and Bear Stearns & Company (1992-2008). His credentials include the passage of five securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Limited Representative-Equity Trader Exam, or Series 55; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. He holds 20 state licenses. (Information current as of September 14, 2024.)

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