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Rusty Tweed: Complaints Against San Marino Financial Advisor

Investor complaints against San Marino, California broker and investment advisor Rusty Tweed (CRD#: 2339324) allege conduct including unsuitable recommendations, misrepresentation, breach of fiduciary duty, elder abuse, and more. Reed is a representative of Cabot Lodge Securities, according to information drawn from Financial Industry Regulatory Authority records.

A pending 2019 complaint alleges that as a representative of Concorde Investment Services, Rusty Tweed misrepresented and recommended unsuitable investments. The complaint alleges damages of $1,423,796.

A pending 2019 complaint alleges Rusty Tweed recommended unsuitable investments. The complaint alleges damages of $500,000.

A 2018 complaint alleges that as a representative of Concorde Investment Services, Rusty Tweed recommended investments in Vertical US Recovery Fund II that performed poorly. The complaint alleges damages of $75,000.

A 2015 complaint alleged that as a representative of National Planning Corporation, he breached his fiduciary duty, misrepresented and omitted material facts, engaged in unfair and deceptive trade practices, committed elder abuse, and violated state and federal securities law. The complaint reached a settlement of $160,000.

A 2015 complaint alleged that as a representative of CapWest Securities, he breached his fiduciary duty, omitted material facts, misrepresented material facts, committed fraud, sold unregistered securities, and engaged in unfair business practices. The complaint reached a settlement of $17,500.

A 2010 complaint alleged that as a representative of United Securities Alliance, he recommended unsuitable investments, breached contract, breached his fiduciary duty, and acted negligently. The complaint resulted in an award to the customer of $156,250.

A 2009 complaint alleged that as a representative of CapWest Securities, he misrepresented material facts, engaged in fraudulent concealment, acted negligently, recommended unsuitable investments, failed in his supervisory duties, breached his fiduciary duty, and committed elder abuse. The complaint resulted in an award to the customer of $338,000.

Rusty Tweet has been registered as a broker and investment advisor with Cabot Lodge Securities in San Marino, California since 2015. His employment history includes Concorde Investment Services in San Marino, California; CapWest Securities in San Marino, California; Mam Securities in Sherman Oaks, California; United Securities Alliance in San Marino, California; National Planning Corporation in Los Angeles, California; Intersecurities in St. Petersburg, California; Laguna Securities in Newport Beach, California; Wealth Resource Capital Corporation in Newport Beach, California; and Securities America in La Vista, California. He currently holds 11 state licenses and has passed 6 securities industry qualification examinations.

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