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FINRA Bars Ex-LPL Broker Patrick Coogan: “Reckless Misrepresentation”
Former Baton Rouge, Louisiana-based LPL Financial broker Patrick Coogan (CRD# 4576580) has been barred by the Financial Industry Regulatory Authority (FINRA) in connection to allegations he made reckless misrepresentations to...
Read MoreLazaros Coss: FINRA Bars Los Angeles Broker
Lazaros Coss (CRD# 6476885), previously a broker registered with Northwestern Mutual Investment Services, was recently the subject of a disciplinary action by the Financial Industry Regulatory Authority (FINRA) after he...
Read MoreTim Hetrick: Boise Broker Sanctioned Over Alleged Forgeries
Former US Brokerage broker Tim Hetrick (CRD# 2048466) has been sanctioned by the Financial Industry Regulatory Authority (FINRA) in connection to allegations he refused to cooperate with an investigation into...
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