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Carlson Law, P.A. Motto
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Latest Blog Posts

FINRA Bars Ex-LPL Broker Patrick Coogan: “Reckless Misrepresentation”

Former Baton Rouge, Louisiana-based LPL Financial broker Patrick Coogan (CRD# 4576580) has been barred by the Financial Industry Regulatory Authority (FINRA) in connection to allegations he made reckless misrepresentations to...

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Lazaros Coss: FINRA Bars Los Angeles Broker

Lazaros Coss (CRD# 6476885), previously a broker registered with Northwestern Mutual Investment Services, was recently the subject of a disciplinary action by the Financial Industry Regulatory Authority (FINRA) after he...

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Tim Hetrick: Boise Broker Sanctioned Over Alleged Forgeries

Former US Brokerage broker Tim Hetrick (CRD# 2048466) has been sanctioned by the Financial Industry Regulatory Authority (FINRA) in connection to allegations he refused to cooperate with an investigation into...

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By submitting this form I acknowledge that form submissions via this website do not create an attorney-client relationship, and any information I send is not protected by attorney-client privilege.

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