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08 Dec

Josh Jaffe: Longbridge, Ex-Ameriprise Advisor Faced $202K Complaint
A recent, denied investor complaint against Newark, Ohio financial advisor Josh Jaffe (CRD# 5085863) alleged that his advice resulted in...
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06 Dec

John Pulliam: Why Did Raymond James Fire Leaders Group Advisor?
Summit, New Jersey financial advisor John Pulliam (CRD# 2224237) was recently fired by his former member firm in connection with...
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06 Dec

JP Ledesma: Emerson Equity Advisor Faces Fraud Complaints
Irvine, California financial advisor JP Ledesma (CRD# 2379751) has received multiple investor complaints alleging that he violated industry laws and...
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06 Dec

Lei Wang: Investor Complaint Against Osaic Advisor
West Palm Beach, Florida financial advisor Lei Wang (CRD# 2626500) recently received an investor complaint alleging that she misrepresented an...
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