Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Terry Tzagarakis: Spartan Capital Securities Financial Advisor Receives Complaint

Terry Tzagarakis, also known as Terry Rakis, is a financial advisor registered with Spartan Capital Securities in New York. According to regulatory records, he currently has a pending customer complaint of over $6 million.

The customer alleged that “most investments were not suitable and most were not authorized,” seeking a total of $6,645,956 in damages. The complaint, filed on or about September 27, 2018, is in the form of a Financial Industry Regulatory Authority (FINRA) arbitration and is disclosed on Tzagarakis’ Brokercheck report. According to public records, the complaint is in regards to common & preferred stock.

Terry Tzagarakis became registered with Spartan Capital Securities in 2013. Other than the complaint described above, he had another complaint filed on or about August 13, 2013. That customer alleged unauthorized use of margin resulting in damages of approximately $11,000. That complaint settled for $6,000. Tzagarakis has four other complaints on his record dating back to 2001.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • FINRA Bars Ex-LPL Broker Patrick Coogan: “Reckless Misrepresentation”

    Former Baton Rouge, Louisiana-based LPL Financial broker Patrick Coogan (CRD# 4576580) has been barred by the Financial Industry Regulatory Authority...

    Read More
  • Lazaros Coss: FINRA Bars Los Angeles Broker

    Lazaros Coss (CRD# 6476885), previously a broker registered with Northwestern Mutual Investment Services, was recently the subject of a disciplinary...

    Read More
  • Tim Hetrick: Boise Broker Sanctioned Over Alleged Forgeries

    Former US Brokerage broker Tim Hetrick (CRD# 2048466) has been sanctioned by the Financial Industry Regulatory Authority (FINRA) in connection...

    Read More
  • Steve Lu: Ex-JP Morgan Broker Investigated and Barred by FINRA

    Steve Lu (CRD# 6856088), previously a representative of JP Morgan in Altadena, California, has been sanctioned by the Financial Industry...

    Read More
  • Previous
  • Next