Trent White: Ex-Vanguard Advisor Received Bond Complaint

Scottsdale, Arizona financial advisor Trent White (CRD# 5592137) recently received an investor complaint alleging that his conduct resulted in losses. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Vanguard broker is currently registered as an investment advisor with Omnia Wealth Management.

Mr. White’s BrokerCheck report discloses one investor complaint. Filed in May 2024, it alleges that as a representative of Vanguard Advisers, he recommended investments in a bond fund “during a period of rising interest rates,” after which the client “lost a significant amount of money.” The complaint alleged unspecified damages and was closed without any action undertaken by the firm.

The National Association of Personal Financial Advisors’ website includes a profile of Mr. White that describes his background and areas of practice, including real estate investments, charitable giving, high net worth client needs, and estate planning. “Trent began investing in stocks at the age of 12 and is passionate about helping his clients have peace of mind, optimizing returns while minimizing risk, fees, and taxes,” it states. “His background includes experience as a life insurance agent, tax preparer, and financial advisor with over a decade working with high net worth and ultra high net worth households. He credits his law degree to helping him develop critical thinking skills that he employs regularly to the benefit of his clients.”

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Trent White holds nine years of securities industry experience. Based in Scottsdale, Arizona, he has been registered with Omnia Wealth Management since June 2023. His past registrations include Vanguard Advisers (2016-2023), Vanguard Marketing Corporation (2016-2023), and Bernhardt Wealth Management (2014-2016). His credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed as an advisor in Arizona and Texas. (Information current as of June 22, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.