Close Menu
Free Consultation: 888-976-6111

Wayne Hill: Strategic Asset Management Advisor Has $277K GWG Complaint

A recent investor complaint against Lane, South Carolina financial advisor Wayne Hill (CRD# 1692976) details allegations regarding investments in GWG Holdings. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Capital Investment Group, doing business as Strategic Asset Management Consultants.

Mr. Hill’s BrokerCheck report discloses one investor complaint. Filed in September 2022, it alleges unspecified conduct relating to investments in GWG Holdings, a firm that sold “GWG L bonds” before entering bankruptcy amid SEC scrutiny. The pending complaint alleges damages of $277,000.

According to the Financial Industry Regulatory Authority, Wayne Hill holds 34 years of securities industry experience. Based in Lane, South Carolina, he has been a broker with Capital Investment Group since 1994 and an investment advisor with Capital Investment Advisory Services since 2013. His past registrations include CIC Advisors (Kingstree, South Carolina; 2006-2012), Pruco Securities Corporation (Newark, New Jersey; 1993-1994), Wheat First Securities (Charlotte, North Carolina; 1990-1992), GK Scott & Company (Plainview, New York; 1988-1990), Brownstone Smith Securities Corporation (1987-1988), and the Stuart-James Company (Denver, Colorado; 1987). His credentials include the passage of five securities industry qualifying exams: the Registered Options Principal Examination, or Series 4; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Arizona, Georgia, North Carolina, South Carolina, Tennessee, and West Virginia. (Information current as of October 5, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Aaron Hammer: Lone Peak Advisor Fired by Valmark Securities

    St. Cloud, Minnesota financial advisor Aaron Hammer (CRD# 4803779) was recently terminated from a former member firm in connection with...

    Read More
  • John Suess: $200K Complaint Against Stifel Advisor

    Edwardsville, Illinois financial advisor John Suess (CRD# 1950146) recently received an investor complaint alleging that his conduct resulted in six...

    Read More
  • Patrick Lam: Sherer Group Advisor Faces $1mm-$5mm Complaint

    A recent investor complaint against Scottsdale, Arizona financial advisor Patrick Lam (CRD# 4723020) alleges that his conduct resulted in seven-figure...

    Read More
  • Ranjeet Guptara: Suitability Complaint Against Ex-UBS Advisor

    Melville, New York financial advisor Ranjeet Guptara (CRD# 7203719) allegedly recommended an unsuitable transaction, according to a recent investor complaint....

    Read More
  • Previous
  • Next