Wes McKnight: $220K GWG Complaint Against Level Four Advisor

A recent investor complaint against Nacogdoches, Texas financial advisor Wes McKnight (CRD# 2522904) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is a broker with Level Four Financial and the owner of McKnight Financial.

Mr. McKnight’s BrokerCheck report discloses one investor complaint. Filed in October 2024, it alleges that as a representative of InterVest International Equities Corporation, he breached his fiduciary duty, acted negligently, breached contract, and recommended unsuitable investments in GWG L-bonds. The pending complaint alleges damages of $220,000.

Level Four Financial’s website includes a page describing the firm’s approach to working with its clients. “We believe planning and advice should go well beyond simple asset allocation,” it explains. “It’s about your entire life and managing the complexities that come along with it. All the twists, turns, ups and downs. A Level Four Financial Professional can pull it all together with sophisticated advice and a detailed plan for the long term.”

According to the Financial Industry Regulatory Authority, Wes McKnight holds 27 years of securities industry experience. Based in Nacogdoches, Texas, he has been registered as broker with Level Four Financial since October 2023. His past registrations include InterVest International Equities Corporation (Nacogdoches, Texas; 2002-2023), Conseco Securities (Carmel, Indiana; 1998-2002), and Conseco Financial Services (Carmel, Indiana; 1997-1998). His credentials include the passage of four securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Arkansas, Colorado, Idaho, Louisiana, Missouri, Oklahoma, Tennessee, and Texas. (Information current as of November 17, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.