Southlake, Texas financial advisor Sandeep Shrivastava (CRD# 5003823) has received multiple investor complaints alleging that his conduct resulted in losses....
Read MoreSandeep Shrivastava: $200K Complaint Against Trinity Advisor
Southlake, Texas financial advisor Sandeep Shrivastava (CRD# 5003823) has received multiple investor complaints alleging that his conduct resulted in losses. Financial Industry Regulatory Authority records show that he is registered as a broker with TPEG Securities, also known as Trinity Investors.
Mr. Shrivastava’s BrokerCheck report discloses two investor complaints. The most recent, filed in September 2025, alleges that as a representative of Trinity Investors, he misled and misinformed the customer and omitted the risks involved in private placement investments. The pending complaint alleges damages of $200,000.
An earlier investor complaint, filed in February 2025, alleges that as a Trinity Investors representative, he recommended investments that were not balanced or secure, resulting in realized and unrealized losses. The pending complaint alleges damages of $620,699.
Trinity Investors’ website includes a profile of Mr. Shrivastava that describes his background and services as a Senior Strategic Partner at the firm. As it explains, he has spent more than a decade at the firm, and has previously held management roles at companies including General Mills, Booz & Company, and AT&T. Elsewhere, the website describes Trinity Investors’ mission “enable wealth creation by identifying, structuring, and capitalizing alternative investments that drive long-term prosperity for our investors.”
According to the Financial Industry Regulatory Authority, Sandeep Shrivastava holds 15 years of securities industry experience. Based in Southlake, Texas, he has been registered as a broker with TPEG Securities, also known as Trinity Investors, since 2015. He has no previous registrations. His credentials include the passage of four securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; and the General Securities Representative Examination, or Series 7. He holds 25 state licenses. (Information current as of November 10, 2025.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.
