A recent, denied investor complaint against Ridgewood, New York financial advisor Bibi Razack (CRD# 3094072) alleged that she recommended unsuitable...
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SEC Fraud Complaint Against Ryan Reaume, Calibre Consulting Advisor
Leesburg, Virginia financial advisor Ryan Reaume (CRD# 2684692) was recently named in a civil action by the Securities and Exchange Commission alleging that he orchestrated a fraudulent investment scheme. Records provided by the SEC and the Financial Industry Regulatory Authority indicate that he is currently registered as an investment advisor with Calibre Consulting Group.
April Wilson: Royal Alliance Denies REIT/BDC Complaint
A recent investor complaint against Bellevue, Washington financial advisor April Wilson (CRD# 4515321) alleged that she provided poor investment advice. Records provided by the Financial Industry Regulatory Authority indicate that she is registered as a broker and an investment advisor with Royal Alliance Associates, doing business as Elevate Planning Partners.
Kyle Brooks: Allegations of Misappropriated Funds From Youth Sports
Tulsa, Oklahoma financial advisor Kyle Brooks (CRD# 4640829) was recently terminated from Edward Jones in connection with alleged rule violations. Records maintained by the Financial Industry Regulatory Authority show that he is currently registered as a broker and an investment advisor with State Farm VP Management Corporation.
Jack Terzi: Churning Complaint Against Ex-Aegis Advisor
Levittown financial advisor Jack Terzi (CRD# 7008502) recently received an investor complaint alleging he engaged in unauthorized trading and other forms of misconduct. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Merrill Lynch, having previously been registered with Aegis Capital Corporation.
Mary Murphy: $350K Complaint Against Former Schwab Advisor
A recent investor complaint against former Nashua, New Hampshire financial advisor Mary Murphy (CRD# 5256679) alleges that her advice led to damages of more than $300,000. Records provided by the Financial Industry Regulatory Authority show that she was most recently registered as a broker with Charles Schwab & Company.
Paul Gomperz: Ex-National Securities Advisor Faces GWG Complaint
Liverpool, New York financial advisor Paul Gomperz (CRD# 224867) allegedly recommended an unsuitable GWG L bond, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is a broker with IBN Financial Services, having previously been registered with B. Riley Wealth Management and National Securities Corporation.
Loren Olson: $125K Complaint Against Retirement Resources Advisor
Overland Park financial advisor Loren Olson (CRD# 1245513) recently received an investor complaint alleging his conduct resulted in damages of more than $100,000. Records maintained by the Financial Industry Regulatory Authority show that he is a broker with BB Graham & Company and an investment advisor with Retirement Resources.
West Coast Financial Advisor Debbie Cavanaugh: REIT Complaint
A recent investor complaint against Kalispell, Montana financial advisor Debbie Cavanaugh (CRD# 1268420) alleges that her conduct resulted in five-figure damages. Financial Industry Regulatory Authority records show that she is a broker and an investment advisor with Centaurus Financial, doing business as West Coast Financial.
David B. White: Financial Advisor Faces $200K Bond Complaint
A recent investor complaint against former Bloomfield Hills financial advisor David B. White (CRD# 1382131) alleges that his investment advice resulted in six-figure losses. Records provided by the Financial Industry Regulatory Authority show that he was most recently registered as a broker with Centaurus Financial, doing business as David B. White Financial.
Ted Franse: REIT Complaint Against Franse Financial Advisor
Fair Oaks financial advisor Ted Franse (CRD# 1418012) has been involved in multiple investor complaints alleging unsuitable recommendations and other forms of misconduct. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with NI Advisors, doing business as Franse Financial Advisors.
