A recent, denied investor complaint against Ridgewood, New York financial advisor Bibi Razack (CRD# 3094072) alleged that she recommended unsuitable...
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Cooper Carden: Investor Complaint Against Kovack Advisor
Vestavia, Alabama financial advisor Cooper Carden (CRD# 6902893) has received multiple investor complaints alleging that his advice resulted in damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Northwestern Mutual Investment Services broker is currently registered as an investment advisor with Kovack Advisors.
Paul Sangyop Lee: $250K Complaint Against Kingswood Advisor
A recent investor complaint against Fullerton, California financial advisor Paul Sangyop Lee (CRD# 5541067) alleges that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Kingswood Capital Partners and an investment advisor with Kingswood Wealth Advisors.
Michael Barry: $100K Complaint Against Stifel Advisor
New Orleans, Louisiana financial advisor Michael Barry (CRD# 2690041) recently received an investor complaint alleging that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Stifel Nicolaus & Company.
Jack Drapacz: Why Was Advisor Fired by Paulson Investment Company?
Boca Raton, Florida financial advisor Jack Drapacz (CRD# 3109596) was fired by a former member firm in connection with alleged rule violations. Financial Industry Regulatory Authority records show that the former Paulson Investment Company representative is currently registered as a broker with Development Corporation for Israel.
John Becker: LPL Advisor Faces Annuity Complaint
Melbourne, Florida financial advisor John Becker (CRD# 5928771) allegedly failed to follow a customer’s instructions, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with LPL Financial, doing business as ClearView Wealth Management.
Alex Hykel: Merrill Advisor Receives Investor Complaint
Delray Beach, Florida financial advisor Alex Hykel (CRD# 6332285) recently received an investor complaint alleging that his conduct resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Merrill Lynch, having previously been registered with Equitable Advisors.
Matt Clark: Principal Securities Advisor Lands Investor Complaint
Dublin, Ohio financial advisor Matt Clark (CRD# 1319815) has received multiple investor complaints alleging that his conduct resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Principal Securities.
Bryan Hakola: $500K-$1mm Complaint Against Diversified Advisor
Ann Arbor, Michigan financial advisor Bryan Hakola (CRD# 4161289) recently received an investor complaint alleging that he recommended unsuitable investments. Financial Industry Regulatory Authority records show that he is registered as a broker with Concorde Investment Services, doing business as Diversified Investment Strategies.
Andrew Stauff: $500K complaint Against Ex-MassMutual Advisor
A recent investor complaint against Tampa, Florida financial advisor Andrew Stauff (CRD# 6254406) alleges that his advice resulted in six-figure damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former MassMutual broker is currently registered as an investment advisor with Trajan Wealth.
Alexis Prokop: Ex-UBS Advisor Faces Illegal Transfer Complaint
Garden City, New York financial advisor Alexis Prokop (CRD# 5632376) allegedly made illegal wire transfers, according to a recent investor complaint. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with Ameriprise Financial Services, having previously been registered with UBS Financial Services.
