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Author Archives: chase@carlson-law.com

NFN8 Group Bankruptcy: Crypto-Mining Investors Were Sold by Salespeople With No FINRA Registration, SEC Records Show

By Chase Carlson |

NFN8 Group, Inc., an Austin, Texas company that sold investors interests in cryptocurrency-mining equipment and “hosting” arrangements, filed for Chapter 11 in the United States Bankruptcy Court for the Western District of Texas on February 2, 2026 (Case No. 26-10193), along with NFN8 Capital LLC and NFN8 Holdings LLC. Between February 2021 and August… Read More »

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Meritage Hospitality Group Chapter 11: Investors in the Wendy’s Franchisee’s Preferred Stock Sold by Dougherty & Company Should Know Their Rights

By Chase Carlson |

Meritage Hospitality Group Inc., the Grand Rapids, Michigan operator of hundreds of Wendy’s restaurants and a long-time OTC-quoted public company, filed for Chapter 11 in the United States Bankruptcy Court for the Western District of Michigan on September 17, 2026 (Case No. 26-02947), listing assets and liabilities each in the $10 million to $50… Read More »

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Lipella Pharmaceuticals Bankruptcy — Spartan Capital Securities and H.C. Wainwright Investors May Have Claims

By Chase Carlson |

Lipella Pharmaceuticals Inc. (formerly Nasdaq: LIPO), a Pittsburgh clinical-stage drug developer, filed a voluntary Chapter 11 petition in the United States Bankruptcy Court for the Western District of Pennsylvania on March 30, 2026 (Case No. 26-20879). In the fifteen months before that filing, the company raised millions of dollars from investors in a series… Read More »

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Mare Island Dry Dock Files Chapter 11 in California: Taglich Brothers Placed Four Private Offerings in the Company Since 2017

By Chase Carlson |

Mare Island Dry Dock, LLC, the ship-repair operator on the former naval base in Vallejo, California, filed for Chapter 11 on February 14, 2026 in the United States Bankruptcy Court for the Eastern District of California (Case No. 26-20777). Court records put the company’s liabilities between $10 million and $50 million. For investors, the… Read More »

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Fairway America Chapter 11 Filing Leaves Fund VI, Fund VII and Fund VIIQP Investors Exposed — North Capital Private Securities Named on Every Form D

By Chase Carlson |

Portland, Oregon-based Fairway America, LLC — the manager behind a family of private real-estate credit funds — sought Chapter 11 protection in the United States Bankruptcy Court for the District of Oregon on July 8, 2026 (Case No. 26-32378), along with Fairway America Management Group II LLC. Investors in the Fairway America funds now… Read More »

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Inspired Healthcare Capital Holdings Bankruptcy: Were You Sold the Inspired Healthcare Capital Fund by Berthel Fisher, Newbridge, Capital Financial Services or Another Broker?

By Chase Carlson |

On February 2, 2026, Inspired Healthcare Capital Holdings, LLC filed a Chapter 11 petition in the United States Bankruptcy Court for the Northern District of Texas (Case No. 26-90004). The bankruptcy schedules list liabilities in the $1 billion to $10 billion range — an extraordinary figure for a Scottsdale, Arizona sponsor whose business was… Read More »

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Vistia Capital: FINRA Censures, Fines Colorado Firm

By Chase Carlson |

Lone Tree, Colorado broker-dealer Vistia Capital (CRD# 311342) was recently censured and fined in connection with alleged rule violations. According to a Letter of Acceptance, Waiver, and Consent (No. 2022075203301), the enforcement action stemmed from allegations involving the outside business activities (OBAs) of firm representatives.

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InEnTec Inc. Files Chapter 11 Bankruptcy: Investors Who Bought InEnTec Notes or Shares Through MD Global Partners May Be Able to Recover Losses

By Chase Carlson |

InEnTec Inc., the Bend, Oregon-based plasma-gasification technology company (formerly known as InEnTec LLC and Integrated Environmental Technologies LLC), filed for Chapter 11 bankruptcy on September 28, 2026 in the United States Bankruptcy Court for the Eastern District of Washington (Case No. 26-01925-11). An affiliate, InEnTec Columbia Ridge LLC, participated in the same financing program…. Read More »

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Campus Walk, DST Files for Chapter 11 Bankruptcy: 1031-Exchange Investors Sold the DST by PriMex May Have Claims

By Chase Carlson |

Campus Walk, DST — a Delaware Statutory Trust sponsored out of Aliso Viejo, California that held student-housing real estate — filed a voluntary Chapter 11 petition on July 17, 2026 in the United States Bankruptcy Court for the Eastern District of California (Case No. 26-13301). For the investors who exchanged into the trust, many… Read More »

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Transaction Technology Systems Files Chapter 11 Bankruptcy: Investors Who Bought Its Notes Through Carolina Financial Securities or Carofin May Have Recovery Options

By Chase Carlson |

Transaction Technology Systems, Inc., a San Antonio, Texas technology company, filed for Chapter 11 bankruptcy protection on October 8, 2026 in the United States Bankruptcy Court for the Western District of Texas (Case No. 26-52871). The filing is bad news for the investors who purchased the company’s promissory notes in private placements over the… Read More »

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Latest Blog Posts
  • NFN8 Group Bankruptcy: Crypto-Mining Investors Were Sold by Salespeople With No FINRA Registration, SEC Records Show

    NFN8 Group, Inc., an Austin, Texas company that sold investors interests in cryptocurrency-mining equipment and “hosting” arrangements, filed for Chapter...

    Read More
  • Meritage Hospitality Group Chapter 11: Investors in the Wendy’s Franchisee’s Preferred Stock Sold by Dougherty & Company Should Know Their Rights

    Meritage Hospitality Group Inc., the Grand Rapids, Michigan operator of hundreds of Wendy’s restaurants and a long-time OTC-quoted public company,...

    Read More
  • Lipella Pharmaceuticals Bankruptcy — Spartan Capital Securities and H.C. Wainwright Investors May Have Claims

    Lipella Pharmaceuticals Inc. (formerly Nasdaq: LIPO), a Pittsburgh clinical-stage drug developer, filed a voluntary Chapter 11 petition in the United...

    Read More
  • Mare Island Dry Dock Files Chapter 11 in California: Taglich Brothers Placed Four Private Offerings in the Company Since 2017

    Mare Island Dry Dock, LLC, the ship-repair operator on the former naval base in Vallejo, California, filed for Chapter 11...

    Read More
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