Thousand Oaks, California financial advisor Craig Sturges (CRD# 1315735) allegedly recommended an unsuitable investment, according to a recent investor complaint....
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Craig Sturges: Lifemark Advisor Faces $99K Complaint
Thousand Oaks, California financial advisor Craig Sturges (CRD# 1315735) allegedly recommended an unsuitable investment, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker with Lifemark Securities.
Randy Snook: Suitability Complaint Against Beth Moores Advisor
A recent investor complaint against Cedar Rapids, Iowa financial advisor Randy Snook (CRD# 2878437) alleges that he violated industry rules, resulting in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Cetera, operating as a representative of Beth Moores Financial.
Greg Singletary: Merrill Lynch Advisor Lands Suitability Complaint
Clearwater, Florida financial advisor Greg Singletary (CRD# 718580) recently received an investor complaint alleging that he violated industry rules. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Merrill Lynch.
Amir Navab: Mars FX Complaint Against Great Gable Advisor
A recent investor complaint against Beverly Hills, California financial advisor Amir Navab (CRD# 2437020) alleges that his recommendations of Mars FX investments violated industry rules. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that he was last registered as a broker with RBC Capital Markets and is currently an investment advisor… Read More »
Wayne Bellinger: Osaic Advisor Receives $271K Complaint
Aurora, Colorado financial advisor Wayne Bellinger (CRD# 4118097) allegedly misrepresented annuity investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Osaic Institutions.
Mark Elston: $500K Fraud Complaint Against Stifel Advisor
Reno, Nevada financial advisor Mark Elston (CRD# 702496) recently received an investor complaint alleging that he violated industry rules, resulting in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Stifel Nicolaus.
Kenneth Bonal: Arete Advisor Faces $100K-500K Complaint
A recent investor complaint against Melville, New York financial advisor Kenneth Bonal (CRD# 3125844) alleges that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Arete Wealth Management and an investment advisor with Arete Wealth Advisors.
NFN8 Group Bankruptcy: Crypto-Mining Investors Were Sold by Salespeople With No FINRA Registration, SEC Records Show
NFN8 Group, Inc., an Austin, Texas company that sold investors interests in cryptocurrency-mining equipment and “hosting” arrangements, filed for Chapter 11 in the United States Bankruptcy Court for the Western District of Texas on February 2, 2026 (Case No. 26-10193), along with NFN8 Capital LLC and NFN8 Holdings LLC. Between February 2021 and August… Read More »
Meritage Hospitality Group Chapter 11: Investors in the Wendy’s Franchisee’s Preferred Stock Sold by Dougherty & Company Should Know Their Rights
Meritage Hospitality Group Inc., the Grand Rapids, Michigan operator of hundreds of Wendy’s restaurants and a long-time OTC-quoted public company, filed for Chapter 11 in the United States Bankruptcy Court for the Western District of Michigan on September 17, 2026 (Case No. 26-02947), listing assets and liabilities each in the $10 million to $50… Read More »
Lipella Pharmaceuticals Bankruptcy — Spartan Capital Securities and H.C. Wainwright Investors May Have Claims
Lipella Pharmaceuticals Inc. (formerly Nasdaq: LIPO), a Pittsburgh clinical-stage drug developer, filed a voluntary Chapter 11 petition in the United States Bankruptcy Court for the Western District of Pennsylvania on March 30, 2026 (Case No. 26-20879). In the fifteen months before that filing, the company raised millions of dollars from investors in a series… Read More »
