A recent investor complaint against Greenville, South Carolina financial advisor Phillip Allen (CRD# 1337542) alleges that he recommended an unsuitable...
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Carl Latz: Oil & Gas Complaint Against Texas Securities Advisor
Dallas, Texas financial advisor Carl Latz (CRD# 1473936) allegedly recommended an unsuitable investment, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker with Texas Securities.
Daniel Tacktill: Oppenheimer Advisor Receives $1.5mm Complaint
Melville, New York financial advisor Daniel Tacktill (CRD# 4624409) recently received an investor complaint alleging that his conduct resulted in damages exceeding $1 million. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Oppenheimer & Company.
Alexander Lanzman: Oppenheimer Advisor Faces $5mm Complaint
A recent investor complaint against New York, New York financial advisor Alexander Lanzman (CRD# 2878438) alleges that his conduct resulted in seven-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Oppenheimer.
Victor Rodriguez: Cetera Advisor Received Bond Complaints
A recent investor complaint against El Segundo, California financial advisor Victor Rodriguez (CRD# 2900010) alleged that his investment advice resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Cetera Wealth Services and an investment advisor with Cetera Investment Advisers.
John Trouy: MML Advisor Receives Annuity Complaint
A recent investor complaint against Bellevue, Washington financial advisor John Trouy (CRD# 5966902) alleges that he gave inaccurate advice, resulting in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with MML Investors Services.
Darren Speight: $300K Complaint Against DFPG Advisor
San Jose, California financial advisor Darren Speight (CRD# 5347461) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with DFPG Investments.
Tony Nijmeh: DFPG Advisor Receives $362K Complaint
A recent investor complaint against South Jordan, Utah financial advisor Tony Nijmeh (CRD# 2314585) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with DFPG Investments.
Daniel Rust: KCD Financial Advisor Lands $100K-$500K Complaint
A recent investor complaint against Broomfield, Colorado financial advisor Daniel Rust (CRD# 4137833) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with KCD Financial.
Stephen Ostrofsky: Cambridge Advisor Faces $198K Complaint
Boynton Beach, Florida financial advisor Stephen Ostrofsky (CRD# 1551279) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Cambridge Investment Research, doing business as True North Financial Advisors.
Donald Robbins: MML Advisor Faces 8-Figure Complaint
Charlotte, North Carolina financial advisor Donald Robbins (CRD# 4364668) recently received an investor complaint alleging that his conduct resulted in eight-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with MML Investors Services, doing business as Robbins Financial Group.
