Phoenix, Arizona financial advisor Steven Mitchell (CRD# 4667673) recently received an investor complaint alleging that his conduct resulted in six-figure...
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Steven Mitchell: ELE Advisory Services Advisor Lands $500K Complaint
Phoenix, Arizona financial advisor Steven Mitchell (CRD# 4667673) recently received an investor complaint alleging that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with ELE Wealth Solutions and an investment advisor with ELE Advisory Services.
Nathan Downs: Cambridge Advisor Faced $50K Complaint
A recent, denied investor complaint against Boise, Idaho financial advisor Nathan Downs (CRD# 5833891) alleged that his conduct resulted in five-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Cambridge Investment Research. He is also registered as an investment advisor with Duncan Financial… Read More »
Dave Bulger: Realta Equities Advisor Lands 500K-$1mm Complaint
A recent investor complaint against Wilmington, Delaware financial advisor Dave Bulger (CRD# 3180806) alleges that his conduct resulted in six- or seven-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Realta Equities, doing business as Perch Wealth.
Michael MacDonald: PFS Advisor Receives $300K Complaint
Albany, New York financial advisor Michael MacDonald (CRD# 2329652) recently received an investor complaint alleging that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with PFS Investments and Primerica Advisors, respectively.
Dillon Hall: Realta Equities Advisor Faces $500K-$1mm Complaint
A recent investor complaint against Chandler, Arizona financial advisor Dillon Hall (CRD# 6463342) alleges that his conduct resulted in damages of at least $500,000. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Realta Equities, doing business as Perch Wealth.
Rhett Grimes: Emerson Equity Advisor Faces $524K Complaint
San Mateo, California financial advisor Rhett Grimes (CRD# 6283241) allegedly breached his fiduciary duty, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker with Emerson Equity.
Donald Kiley: Ausdal Advisor Lands $100K Complaint
A recent investor complaint against De Pere, Wisconsin financial advisor Donald Kiley (CRD# 2630201) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Ausdal Financial Partners.
Nick Yiantselis: PHX Financial Advisor Faces Suitability Complaint
A recent investor complaint against New York, New York financial advisor Nick Yiantselis (CRD# 6953295) alleges that he made unsuitable investment recommendations, resulting in damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Phoenix Financial.
Larry Cohen: Ex-Aegis Advisor Faces Investor Complaints
A recent investor complaint against New York, New York financial advisor Larry Cohen (CRD# 3191796) alleges that his conduct resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Dominari Securities, having previously been registered with Aegis Capital.
Martin McAlpin: MML Advisor Faces $4.3mm Complaint
A recent investor complaint against Minneapolis, Minnesota financial advisor Martin McAlpin (CRD# 1607538) alleges that his conduct resulted in seven-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with MML Investors Services.
